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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-04-27 |
| TX | RA | APPROVED | 2022-04-27 |
Branch Locations
100 North Field Drive, Suite 340, Lake Forest, IL 60045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northbrook | IL | 03/2013 | 04/2022 |
| Stifel Nicolaus & Co Inc | Lake Forest | IL | 04/2022 | Present |
1. American Association of Notaries; 7438 Park Place Blvd, Houston, TX 77087; Notary Association; Notary; 12/28/2022; 1 Hour per Week; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-28 |
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