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Tony B Kim

J.P. Morgan Securities LLC

San Gabriel, CA

CRD 5405885

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-24
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-24
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

120 W Las Tunas Drive, San Gabriel, CA 91776 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc San Gabriel CA 10/2012 Present
Jpmorgan Chase Bank, N.A. San Gabriel CA 10/2012 Present
Previous Registrations
  • 2012-09-07 → 2012-10-01
    Chase Investment Services Corp.
    San Gabriel, CA
  • 2008-10-01 → 2012-05-15
    J.P. Morgan Securities Llc
    Chicago, IL
    Chicago, IL
  • 2008-01-28 → 2008-10-01
    J.P. Morgan Securities Inc.
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-25
  • S66 Uniform Combined State Law Examination
    2008-01-25
Other Names
  • Tony B Kim
  • Tony Byoungyeul Kim

View on SEC IAPD

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Nearby Offices

CITIGROUP GLOBAL MARKETS INC. · San Gabriel, CA
WELLS FARGO CLEARING SERVICES, LLC · ALHAMBRA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ALHAMBRA, CA

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