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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2026-03-10 |
| TX | RA | APPROVED | 2026-03-09 |
Branch Locations
6995 S Union Park Ctr Ste 300, Cottonwood Heights, UT 84047 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Salt Lake City | UT | 08/2012 | 11/2018 |
| Mml Investors Services | Salt Lake City | UT | 08/2012 | 11/2018 |
| Hornor Townsend & Kent Inc | Horsham | PA | 11/2018 | 03/2026 |
| Penn Mutual Life Insurance Company | Horsham | PA | 11/2018 | 03/2026 |
| Lpl Financial | Cottonwood Heights | UT | 03/2026 | Present |
1. 2/2026 - Online Retail Sales - Business Owner - Not Investment Related - 5 Hour(s)/Month - 0 Hour(s) During Trading - Draper UT 84020 - OBA Start date: 10/01/2013 2. 2/2026 - Intermountain Financial Partners - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 3/9/2026 3. 2/2026 - Non-Variable Ins - Non-Variable Insurance - Investment Related - 40 Hour(s)/Month - 40 Hour(s) During Trading - Draper UT 84020 - OBA Start date: 06/01/2012 4. 2/2026 - Real Estate Rental - Real Estate Rental - Investment Related - 10 Hour(s)/Month - 5 Hour(s) During Trading - Bountiful UT 84010 - OBA Start date: 06/20/2013
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-02 |
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