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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-14
OH RA APPROVED 2019-03-12
PA RA APPROVED 2013-04-19
  • TX RA
    APPROVED_RES
    Since 2020-03-14
  • OH RA
    APPROVED
    Since 2019-03-12
  • PA RA
    APPROVED
    Since 2013-04-19

Branch Locations

6575 Seville Drive, Canfield, OH 44406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus Canfield OH 04/2013 Present
  • 04/2013 → Present
    Stifel Nicolaus
    Canfield, OH
Previous Registrations
  • 2008-01-02 → 2013-04-22
    Wrp Investments, Inc.
    Youngstown, OH
Other Businesses

Canfield Soccer Club; 7419 Herbert Rd Canfield OH 44406; Local soccer club for Canfield city/township youth; Vice President of Recreation and Executive Board Member; Act as figure head to help organize and run the recreational summer youth soccer league. Instruct and support coaches/parents/players. Meet with board to organize and run soccer programs.; 12/1/22; 2 hours/ month; not during securities trading hours; not inv related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-10
  • S66 Uniform Combined State Law Examination
    2007-12-10

View on SEC IAPD

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