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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-20 |
| WY | RA | APPROVED | 2017-07-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Cheyenne | WY | 04/2015 | Present |
| Mml Investors Services Llc | Cheyenne | WY | 05/2015 | Present |
NAME: DJ HANS, INV REL: N, ADDR: RESIDENTIAL ADDRESS NATURE: DJ SERVICES, POSITION: OWNER, START DATE: 04/25/2024, NO. HR/MO: 8, NO. HR/MO DURING SEC TRADING: 0, DUTIES PLAYING MUSIC AT EVENTS. SETTING UP AND TEARING DOWN EQUIPMENT. BOOKING SHOWS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-26 |
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