Best Investors Account Sign in
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-26
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2018-01-26
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

17247 Colima Rd, City Of Industry, CA 91748 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc City Of Industry CA 10/2012 Present
Jpmorgan Chase Bank, N.A City Of Industry CA 10/2012 Present
  • 10/2012 → Present
    City Of Industry, CA
  • 10/2012 → Present
    Jpmorgan Chase Bank, N.A
    City Of Industry, CA
Previous Registrations
  • 2011-02-17 → 2012-10-01
    Chase Investment Services Corp.
    West Covina, CA
    Diamond Bar, CA
  • 2010-04-07 → 2011-01-20
    Los Angeles, CA
  • 2007-12-12 → 2010-01-25
    Wells Fargo Investments, Llc
    Diamond Bar, CA
    Diamond Bar, CA
    Pasadena, CA
    Diamond Bar, CA
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: PARTIAL OWNER START DATE: 10/3/2016 ADDRESS: 13852 CHINO HILLS CA DETAILS: Rental Property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1 HOUR HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-11
  • S66 Uniform Combined State Law Examination
    2007-12-11
Other Names
  • Hsiao-Chi Chen
  • Linda Chen
  • Hsiao-Chi Chen
  • Linda Wu
  • Hsiao-Chi C Wu

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in City Of Industry, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor