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Christopher Mark Digiacomo

Ubs Financial Services Inc.

Greenville, DE

CRD 5404020

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-07-26
PA RA APPROVED 2021-11-18
FL RA APPROVED 2020-07-27
TX RA APPROVED 2015-07-27
DE RA APPROVED 2015-03-24
  • SC RA
    APPROVED
    Since 2024-07-26
  • PA RA
    APPROVED
    Since 2021-11-18
  • FL RA
    APPROVED
    Since 2020-07-27
  • TX RA
    APPROVED
    Since 2015-07-27
  • DE RA
    APPROVED
    Since 2015-03-24

Branch Locations

20 Montchanin Road Suite 170, Greenville, DE 19807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Wilmington DE 03/2015 Present
Other Businesses

Nativity Preparatory School of Wilmington , United States , https://nativitywilmington.org/ ,Educational Establishment , Education Nativity Preparatory School of Wilmington, a catholic middle school dedicated to transforming lives, opened its doors in September 2003 to 15 excited and enthusiastic fifth and sixth grade students. Since then, Nativity continues to thrive by serving low-income boys of all faiths in grades fifth through eighth by instilling values and empowering them through rigorous academics, strong values, and high expectations. , Other My role would be to act as a member of the investment committee. I would help bring planning insight to the committee for the head of the investment committee to manage the school's liquidity and portfolio. The school's funds are not held at UBS nor directly managed by me or anyone else at UBS. I would not have authorization to make investment decisions or transactions., Start date 6/15/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-24
S63 Uniform Securities Agent State Law Examination 2013-01-31
  • S66 Uniform Combined State Law Examination
    2015-03-24
  • S63 Uniform Securities Agent State Law Examination
    2013-01-31
Other Names
  • Christopher Mark Digiacomo

View on SEC IAPD

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