Scott Allen Richardson

Current Employers

Employment History

• 12/2009 → 09/2016
  Jp Morgan Chase Bank
  Madison, WI
• 10/2012 → 09/2016
  J.P. Morgan Securities Llc
  Janesville, WI
• 09/2016 → 11/2016
  Wells Fargo Advisors, Llc
  Madison, WI
• 11/2016 → 04/2021
  Wells Fargo Clearing Services, Llc
  Madison, WI
• 04/2021 → Present
  Lpl Financial Llc
  Janesville, WI

Previous Registrations

• 2016-09-21 → 2021-05-04
  Wells Fargo Clearing Services, Llc
  Madison, WI
  Milwaukee, WI
  Stoughton, WI
  Dodgeville, WI
  Madison, WI
  Madison, WI
• 2012-10-01 → 2016-09-27
  J.P. Morgan Securities Llc
  Janesville, WI
  Edgerton, WI
• 2009-12-17 → 2012-10-01
  Chase Investment Services Corp.
  Janesville, WI
  Madison, WI
  Edgerton, WI
  Janesville, WI
• 2007-12-01 → 2009-05-28
  Citigroup Global Markets Inc.
  Richmond, VA

Other Businesses

1)4/2021- Elder Life Group - Non-Variable Insurance- Agent- Inv. Related- JANESVILLE, WI- start date 4/26/21- 20hrs/mth 2)4/2021- Elder Wealth Advisors - DBA for LPL Business (entity for LPL business)- Inv. Related- JANESVILLE, WI - 130hrs/mth 3) 4/2021- Notary- Inv. Related- Milton, WI- start date 5/22/2021- 1hr/mth 4) 4/2021- rock water llc dba the outpost- Real Estate Rental- Owner- Non-Inv. Related- Milton, WI- start date 4/15/201- 10hrs/mth 5) 8/9/2021 - Elder Life Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/02/2021 - 40 Hours Per Month During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2007-10-16