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Nicole M Gould

Focus Partners Wealth, LLC

St. Louis, MO

Short Hills, NJ

CRD 5403675

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Employer firm

Focus Partners Wealth, LLC CRD 159289

$182B regulatory AUM 1,500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-07-02
  • NJ RA
    APPROVED
    Since 2024-07-02

Branch Locations

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

830 Morris Turnpike Suite 207, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Buckingham Asset Management, Llc Saint Louis MO 04/2015 07/2024
Focus Partners Wealth, Llc Boston MA 07/2024 Present
Previous Registrations
  • 2015-04-20 → 2024-11-14
    Buckingham Strategic Wealth, Llc
    Short Hills, NJ
    St Louis, MO
  • 2007-09-12 → 2015-06-03
    Classic Capital, Inc.
    Short Hills, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-11
  • S65 Uniform Investment Adviser Law Examination
    2007-09-11
Designations
  • Certified Financial Planner
Other Names
  • Nicole Fern Miller

View on SEC IAPD

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