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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-06-22 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Chico | CA | 05/2009 | Present |
| Thrivent Financial For Lutherans | Appleton | WI | 05/2009 | Present |
CONTINUE RECEIVING RESIDUALS ON 1)STANDARD INS CO 2)BLUE SHIELD OF CA LIFE AND HEALTH INS CO 3)ALLIANZ LIFE INS CO OF NORTH AMERICA BLUE SHIELD OF CA POSITION: Former Agent NATURE: Life and health ins co INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/26/2014 ADDRESS: 48 bellarmine Court Suite #70, Chico CA 95928, United States DESCRIPTION: Residual income only
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-31 |
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