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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-03-16 |
| CA | RA | APPROVED | 2007-10-04 |
Branch Locations
400 Capitol Mall Ste 1700 [Kd-Rbo], Sacramento, CA 95814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Sacramento | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sacramento | CA | 11/2016 | Present |
RENTAL PROPERTY; INV. RELATED; LAFAYETTE, IN; OWNER; START 10/1/2017; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: LANDLORD/HOMEOWNER. RENTAL PROPERTY; INV. RELATED; WEST LAFAYETTE, IN; OWNER; START 10/1/2017; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: LANDLORD/HOMEOWNER. RENTAL PROPERTY; INV. RELATED; LAFAYETTE, IN; OWNER; START 9/15/2017; 2 HRS PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY; INV. RELATED; LAFAYETTE, IN; OWNER; START 9/15/2017; 2 HRS PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY; INV. RELATED; LAFAYETTE, IN; OWNER; START 10/16/2017; 1 HR PER MONTH; 1 HR DURING TRADING; DUTIES: HOMEOWNER/LANDLORD. RENTAL PROPERTY; INV RELATED; LAFAYETTE, IN; 100% OWNER; START 12/1/2017; 1 HR PER MONTH; 0 HRS DURING TRADING; LANDLORD RENTAL PROPERTY; INV RELATED; BATTLE GROUND, IN; 100% OWNER; START 1/1/2018; 2 HOURS PER MONTH; 2 HOURS DURING TRADING; LANDLORD RENTAL PROPERTY; INV RELATED; LAFAYETTE, IN; 100% OWNER; START 12/20/2017; 2 HOURS PER MONTH; 2 HOURS DURING TRADING; LANDLORD RENTAL PROPERTY; INV RELATED; LAFAYETTE, IN; 100% OWNER; START 1/1/2018; 2 HOURS PER MONTH; 2 HOURS DURING TRADING; LANDLORD RENTAL PROPERTY; INV RELATED; LAFAYETTE, IN; 100% OWNER; START 4/1/2018; 1 HOUR PER MONTH; ZERO HOURS DURING TRADING; LANDLORD RENTAL PROPERTY; INV RELATED; LAFAYETTE, IN; 100% OWNER; START 4/1/2018; 1 HOUR PER MONTH; ZERO HOURS DURING TRADING; LANDLORD RENTAL PROPERTY, INV RELATED, CHATTANOOGA, TN, 100% OWNERSHIP, START 6/15/2018, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY, INV RELATED, CHATTANOOGA, TN, 100% OWNERSHIP, START 8/1/2018, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY; INVESTMENT RELATED; LEBANON,IN; 100% OWNERSHIP; START DATE 12/23/2019; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER. JTTDM PROPERTIES; INVESTMENT RELATED; ELK GROVE,CA; 100% OWNERSHIP; START DATE 02/28/2020; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; OWNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-02 |
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