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2422 W. Sunset Drive, Tampa, FL 33629 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-07-16 |
Branch Locations
700 Commerce Drive Suite #500, Oak Brook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Topel Formon Llc | Chicago | IL | 06/2015 | 12/2017 |
| Sentinus, Llc | Oak Broook | IL | 12/2017 | 08/2023 |
| Paradigm Wealth Management, Llc | Oak Brook | IL | 09/2023 | 06/2024 |
| Compass Financial Management Llc | Oak Brook | IL | 07/2024 | Present |
HIGHLANDS II LLC 123 N MAIN STREET SUITE 202 CROWN POINT IN 46307 EF HIGHLANDS LLC 123 N MAIN STREET SUITE 202 CROWN POINT IN 46307 LIMITED PARTNERSHIP INTERESTS RECEIVED FROM GRANDFATHER'S ESTATE. MY UNCLE, TOM FLEMING, IS THE ONLY GENERAL PARTNER AND IS THE ONLY DECISION MAKER IN THE PARTNERSHIP WHICH ARE REAL ESTATE DEVELOPMENTS OF SUBDIVISIONS FOR RESIDENTIAL HOMES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-01-31 |
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