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Michael Eric Socha

Socha Financial Group, LLC

Corning, NY

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Current Employers
Socha Financial Group, Llc

181 East Second Street, Corning, NY 14830 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-12
  • NY RA
    APPROVED
    Since 2021-05-12

Branch Locations

181 East Second Street, Corning, NY 14830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Socha Financial Group Corning NY 10/2014 Present
  • 10/2014 → Present
    Socha Financial Group
    Corning, NY
Previous Registrations
  • 2015-03-23 → 2019-03-22
    Socha Financial Group
    Corning, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-23
S63 Uniform Securities Agent State Law Examination 2011-02-03
  • S65 Uniform Investment Adviser Law Examination
    2014-12-23
  • S63 Uniform Securities Agent State Law Examination
    2011-02-03
Designations
Other Names
  • Michael E Socha

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORNING, NY
ROOTED PLANNING GROUP · CORNING, NY
ALSWORTH CAPITAL MANAGEMENT, LLC · CORNING, NY
BCK PARTNERS, INC. · CORNING, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Corning, NY
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