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Frost Investment Services CRD 286129
$3.67B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
111 West Houston Street, San Antonio, TX 78205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-29 |
Branch Locations
21011 Us Highway 281 N, San Antonio, TX 78258 • United States
111 West Houston Street, San Antonio, TX 78205 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frost National Bank | San Antonio | TX | 07/2006 | Present |
| Frost Brokerage Services | San Antonio | TX | 08/2007 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-12-07 |
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