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Peter Charles Palumbo

Oppenheimer & Co. Inc.

St. Louis, MO

CRD 5402072

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Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-18
MO RA APPROVED 2008-11-27
  • TX RA
    APPROVED_RES
    Since 2024-12-18
  • MO RA
    APPROVED
    Since 2008-11-27

Branch Locations

One North Brentwood Boulevard Suite 600, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. St. Louis MO 07/2007 Present
Other Businesses

1.CHAIRMAN - MARQUETTE CLUB

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-26
  • S66 Uniform Combined State Law Examination
    2008-11-26
Other Names
  • Peter Charles Palumbo

View on SEC IAPD

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