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Matthew Lucas Brown

LPl Financial LLC

Winston-Salem, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-05-15
  • NC RA
    APPROVED
    Since 2025-05-15

Branch Locations

1691 Westbrook Plaza Drive, Winston-Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stratford Advisors Inc. Winston-Salem NC 01/2008 10/2016
Guardian Life Insurance Co Of America Winston Salem NC 10/2016 12/2021
Park Avenue Securities, Llc Winston Salem NC 05/2017 12/2021
Nationwide Investment Services Corporation Columbus OH 01/2022 07/2024
Cuso Financial Services, Lp San Diego CA 07/2024 Present
Allegacy Federal Credit Union Winston-Salem NC 07/2024 Present
Lpl Financial Llc Winston-Salem NC 05/2025 Present
  • 01/2008 → 10/2016
    Stratford Advisors Inc.
    Winston-Salem, NC
  • 10/2016 → 12/2021
    Guardian Life Insurance Co Of America
    Winston Salem, NC
  • 05/2017 → 12/2021
    Winston Salem, NC
  • 01/2022 → 07/2024
    Nationwide Investment Services Corporation
    Columbus, OH
  • 07/2024 → Present
    Cuso Financial Services, Lp
    San Diego, CA
  • 07/2024 → Present
    Allegacy Federal Credit Union
    Winston-Salem, NC
  • 05/2025 → Present
    Winston-Salem, NC
Previous Registrations
Other Businesses

1) 05/15/2025 - Allegacy Investment Group - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 30-APR-25 - 160 Hrs/Mth - 160 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-26
S63 Uniform Securities Agent State Law Examination 2018-02-21
  • S65 Uniform Investment Adviser Law Examination
    2024-11-26
  • S63 Uniform Securities Agent State Law Examination
    2018-02-21
Other Names
  • Matthew Lucas Brown
  • Matthew Brown

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