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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-05-15 |
Branch Locations
1691 Westbrook Plaza Drive, Winston-Salem, NC 27103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stratford Advisors Inc. | Winston-Salem | NC | 01/2008 | 10/2016 |
| Guardian Life Insurance Co Of America | Winston Salem | NC | 10/2016 | 12/2021 |
| Park Avenue Securities, Llc | Winston Salem | NC | 05/2017 | 12/2021 |
| Nationwide Investment Services Corporation | Columbus | OH | 01/2022 | 07/2024 |
| Cuso Financial Services, Lp | San Diego | CA | 07/2024 | Present |
| Allegacy Federal Credit Union | Winston-Salem | NC | 07/2024 | Present |
| Lpl Financial Llc | Winston-Salem | NC | 05/2025 | Present |
1) 05/15/2025 - Allegacy Investment Group - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 30-APR-25 - 160 Hrs/Mth - 160 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 2018-02-21 |
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