Matthew Lucas Brown

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → 10/2016
  Stratford Advisors Inc.
  Winston-Salem, NC
• 10/2016 → 12/2021
  Guardian Life Insurance Co Of America
  Winston Salem, NC
• 05/2017 → 12/2021
  Park Avenue Securities, Llc
  Winston Salem, NC
• 01/2022 → 07/2024
  Nationwide Investment Services Corporation
  Columbus, OH
• 07/2024 → Present
  Cuso Financial Services, Lp
  San Diego, CA
• 07/2024 → Present
  Allegacy Federal Credit Union
  Winston-Salem, NC
• 05/2025 → Present
  Lpl Financial Llc
  Winston-Salem, NC

Previous Registrations

• 2024-12-02 → 2025-05-15
  Cuso Financial Services, L.P.
  Winston-Salem, NC
• 2022-02-09 → 2024-07-19
  Nationwide Investment Advisors, Llc
  Columbus, OH
• 2018-02-28 → 2022-01-25
  Park Avenue Securities Llc
  Winston-Salem, NC
• 2013-06-10 → 2017-03-20
  Stratford Advisors, Inc.
  Winston-Salem, NC

Other Businesses

1) 05/15/2025 - Allegacy Investment Group - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 30-APR-25 - 160 Hrs/Mth - 160 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-11-26
• S63 Uniform Securities Agent State Law Examination
  2018-02-21

Other Names

• Matthew Lucas Brown
• Matthew Brown