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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-09-24 |
| AZ | RA | APPROVED | 2012-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Na | Tucson | AZ | 01/2007 | Present |
| J.P. Morgan Securities Llc | Tucson | AZ | 10/2012 | Present |
| Arca Investments Llc | Tucson | AZ | 05/2014 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: ARCA INVESTMENTS, LLC. POSITION: OWNER START DATE: 5/15/2014 ADDRESS: 1537 TUCSON AZ DETAILS: COLLECTION OF RENTAL INCOME. HOURS DEDICATED (per month unless otherwise indicated): 1-2 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-06 |
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