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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-06-21
TX RA APPROVED 2021-06-21
  • MO RA
    APPROVED
    Since 2021-06-21
  • TX RA
    APPROVED
    Since 2021-06-21

Branch Locations

1305 Shapiro Drive, Festus, MO 63028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Festus MO 10/2012 11/2016
Wells Fargo Clearing Services, Llc Festus MO 11/2016 06/2021
Stifel Nicolaus & Co Inc Festus MO 06/2021 Present
  • 10/2012 → 11/2016
    Wells Fargo Advisors
    Festus, MO
  • 11/2016 → 06/2021
    Festus, MO
  • 06/2021 → Present
    Stifel Nicolaus & Co Inc
    Festus, MO
Previous Registrations
Other Businesses

1. Our Lady Church; 1550 St Mary's Ln, Festus, MO 63028; Catholic Church; Referee; Referee soccer and basketball games for grade school; 01/02/2018; 3 Hours per Week; Not During Securities Trading Hours; Not Investment-Related. 2. St. Pius X High School; 1030 St. Pius Dr., Festus, MO 63028; Catholic high school; Serve on the Finance Committee; The committee serves as an advisory board to the school president; 04/26/2023; 2 Hours per Quarter; Not During Securities Trading Hours; Not Investment-Related. 3. Missouri State High School Activities Association; 1 North Keene St. Columbia MO 65201-6645; In charge of all high school sports and activities for the state of Missouri; Referee soccer and basketball; 01/24/2024; 7.00hrs/week; Not during securities trading hours; Not Investment-Related 4. Desoto Rotary Club; 1004 Rock Rd Desoto, MO 63020; Charitable organization that does projects to benefit the community; Past President; Run the weekly meeting in the event that the current president isn't there. Other than that I attend the board meetings like any general board member; 07/01/2026; 2hrs/mth; During securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-11
  • S66 Uniform Combined State Law Examination
    2007-10-11
Other Names
  • Marc Parson

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