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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-30
NV RA APPROVED 2015-03-25
AZ RA APPROVED 2015-03-16
  • TX RA
    APPROVED_RES
    Since 2017-03-30
  • NV RA
    APPROVED
    Since 2015-03-25
  • AZ RA
    APPROVED
    Since 2015-03-16

Branch Locations

2398 East Camelback Road Suite 700, Phoenix, AZ 85016-3467 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City National Bank Reno NV 12/2017 Present
Rbc Capital Markets, Llc Reno NV 01/2014 Present
Rbc Capital Markets, Llc Phoenix AZ 09/2016 Present
Other Businesses

(1) Name of business:Rental Property Business Description: Rental Whether the business is investment-related: no Address: 5825 East Cochise, Paradise Valley, AZ 85253 Capacity: Other rental property owned by our family trust Start Date:04/15/19 Duties: Rental Property Hours devoted per month: 0 Hours devoted during securities hours per month: 0 (2) Name: Kach LLC Address: 5430 e Sahuaro Dr Scottsdale AZ 85254 Business Description: Rental Business is not investment related Projected Start Date: 10/01/19 Capacity: Owner - Passive Duties Performed: None Devoted to this OBA per Month: 0 Hours Devoted to this OBA during business hours: 0 (3) Name: Hodor LLC Address: 5430 e sahuaro dr Scottsdale az 85254 Business Description: LLC Business is not investment related Projected Start Date: 09/11/20 Capacity: Owner - Passive Duties Performed: none - passive Devoted to this OBA per Month: 0 Hours Devoted to this OBA during business hours: 0 4) NAME OF ENTITY: Cigati Construction ADDRESS: 16925 28th Ave N Plymouth, MN 55447 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: construction CAPACITY: Owner - Passive START DATE: 09.01.21 DUTIES: passive owner PER MONTH: 0; SECURITIES HOURS: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-30
  • S66 Uniform Combined State Law Examination
    2008-12-30
Other Names
  • Christine Rita Sarafian

View on SEC IAPD

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