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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
16091 Swingley Ridge Rd Suite 180, Chesterfield, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insuance Co. | Creve Coeur | MO | 02/2000 | Present |
| Alexander & Associates | Chestrfield | MO | 10/1995 | Present |
| Voya Financial Advisors | Chesterfield | MO | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1) NAME OF ENTITY: Independent Insurance Agent; Yes; 1400 ELBRIDGE PAYNE RD STE 110; CHESTERFIELD; MO; 63017; Fixed Insurance Sales; Independent Insurance Agent; 5/7/2009; 160; 160; Sales of Fixed Insurance Products| 2) NAME OF ENTITY: Eagle Associates, LLC; Yes; 1400 ELBRIDGE PAYNE RD STE 110A; CHESTERFIELD; MO; 63017; Investment Services; Member, hire, admin; 5/7/2009; 40; 40; Member, hire, admin| 3) NAME OF ENTITY: Alexander & Associates, CPA, PC; No; 1400 ELBRIDGE PAYNE RD STE 110; CHESTERFIELD; MO; 63017; CPA FIRM; OWNER/ACCOUNTANT/PRESIDENT; 10/1/1995; 160; 160; PREPARE TAX RETURNS,FINANCIAL STATEMENTS,TAX PLANNING.| 4) NAME OF OTHER BUSINESS: PEACEFUL WILDERNESS, LLC; INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 4/2021; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 0 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES: REAL ESTATE HOLDING COMPANY ; 5) NAME OF OTHER BUSINESS: DARIN J. ALEXANDER; INVESTMENT RELATED: NO ADDRESS: 9733 ROUNDSTONE CIRCLE FORT MYERS, FL 33967; NATURE OF BUSINESS: REAL ESTATE; START DATE: 1/2022; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 0 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES: 2ND HOME THAT IS AN OCCASIONAL RENTAL FOR A FEE ;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-29 |
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