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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-05-06 |
Branch Locations
4860 Cox Rd Ste 200 #216, Glen Allen, VA 23060 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B.C. Ziegler And Company | Glen Allen | VA | 08/2012 | 03/2018 |
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 03/2018 | 06/2020 |
| Hilltop Independent Network Inc. | Dallas | TX | 06/2020 | 05/2024 |
| Lpl Financial | Glen Allen | VA | 05/2024 | Present |
1) 03/2024 - Highland Partners Financial Services / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-05-12 |
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