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Katie Ann Sleipness

Morgan Stanley

Seattle, WA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-08
WA RA APPROVED 2026-06-08
  • TX RA
    APPROVED
    Since 2026-06-08
  • WA RA
    APPROVED
    Since 2026-06-08

Branch Locations

601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wedbush Securities Seattle WA 07/2007 06/2022
Morgan Stanley Seattle WA 05/2026 Present
Homemaking Edmonds WA 06/2022 08/2022
Osaic (Advisor Group) Phoenix AZ 08/2022 10/2023
Wedbush Securities Seattle WA 11/2023 05/2026
  • 07/2007 → 06/2022
    Wedbush Securities
    Seattle, WA
  • 05/2026 → Present
    Morgan Stanley
    Seattle, WA
  • 06/2022 → 08/2022
    Homemaking
    Edmonds, WA
  • 08/2022 → 10/2023
    Osaic (Advisor Group)
    Phoenix, AZ
  • 11/2023 → 05/2026
    Wedbush Securities
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-08
S63 Uniform Securities Agent State Law Examination 2009-11-03
  • S65 Uniform Investment Adviser Law Examination
    2026-06-08
  • S63 Uniform Securities Agent State Law Examination
    2009-11-03
Other Names
  • Katie Ann Quigley

View on SEC IAPD

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Other Investors

JOHN DAVID ALBERG
JEFFREY ALAN MULLEN
CHRIS DARRYL FEATHERSTONE
WILLIAM LEE REECE
ANDREW JAMES BARFOOT
JONATHAN JACOB WITTLIN
MATTHEW ALLAN TIGERT
JENNA M BRAZILE

Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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