Marcus Hall Norton

Current Employers

Employment History

• 08/2007 → 06/2024
  Securities America, Inc
  Louisville, KY
• 11/2007 → 06/2024
  Securities America Advisors, Inc
  Louisville, KY
• 11/2007 → Present
  Gilliam, Mease & Associates
  Louisville, KY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Louisville, KY

Previous Registrations

• 2007-11-13 → 2024-06-14
  Securities America Advisors, Inc.
  Louisville, KY

Other Businesses

1. DBA: Gilliam Mease Advisors 2. MARCUS AND JUDITH NORTON POSITION: I sometimes deal with the renter, pay the bills and do some maintenance and repairs to the property NATURE: Occasional rental of family vacation home. INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2019 ADDRESS: 1103 Colonel Anderson Parkway, Louisville KY 40222 DESCRIPTION: My wife inherited a home in Florida and we rent that home during the winter months, normally to one renter for January through March. During our office audit, the auditor suggested that I disclose this, partly because the property has been retitled to both my name and my wife's as part of estate planning. It is investment related in that we hope not to lose money on this activity. Breaking even is the goal. 3. MARCUS AND JUDITH NORTON POSITION: I sometimes deal with the renter, pay the bills and do some maintenance and repairs to the property NATURE: Occasional rental of family vacation home. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2019 ADDRESS: 1103 Colonel Anderson Parkway, Louisville KY 40222, United States DESCRIPTION: My wife inherited a home in Florida and we rent that home during the winter months, normally to one renter for January through March. We are not renting this winter. 4. MARCUS H. NORTON POSITION: Teacher NATURE: Flight instruction INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 07/01/1994 ADDRESS: 1103 Col. Anderson Pkwy, Louisville KY 40222, United States DESCRIPTION: I am a flight instructor, working independently and also through Cardinal Wings Aviation at Bowman Field in Louisville, Ky. I instruct people working to become pilots and also pilots who are upgrading their skills. I devote about three hours a week to this activity 5. MARCUS NORTON POSITION: I run it. It's a one person show NATURE: INSURANCE SALES-AGENT-INVESTMENT RELATED-START DATE: 12/2008 LOCATED AT 10200 Forest Green Blvd, Ste. 304, Louisville, Ky 40223 INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/01/2008 ADDRESS: 10200 Forest Green Blvd, Ste. 304, Louisville KY 40223, United States DESCRIPTION: This is a tiny part of my business but occasionally a client will need an annuity.

Exams

• S66 Uniform Combined State Law Examination
  2007-10-23