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Eric Christopher Ferguson

Empower Advisory Group, LLC

Greenwood Village, CO

Floral Park, NY

CRD 5398716

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-12-06
  • NY RA
    APPROVED
    Since 2021-12-06

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Floral Park, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities Inc Nashua NH 07/2016 Present
Previous Registrations
  • 2016-05-25 → 2018-11-12
    Manchester, NH
    Nashua, NH
    Nashua, NH
    Amherst, NH
    Milford, NH
    Hudson, NH
    Nashua, NH
    Woburn, MA
    Milford, NH
    Amherst, NH
    Nashua, NH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-24
S63 Uniform Securities Agent State Law Examination 2007-10-24
  • S65 Uniform Investment Adviser Law Examination
    2016-05-24
  • S63 Uniform Securities Agent State Law Examination
    2007-10-24
Other Names
  • Eric C Ferguson

View on SEC IAPD

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