Christina L Holloway

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-26
IN	RA	APPROVED	2014-06-26

TX RA
APPROVED_RES

Since 2020-03-26
IN RA
APPROVED

Since 2014-06-26

Branch Locations

800 East 96Th Street Suite 400, Indianapolis, IN 46240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Indianapolis	IN	06/2009	Present

06/2009 → Present

Morgan Stanley

Indianapolis, IN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-06-26
S63	Uniform Securities Agent State Law Examination	2013-05-22

S66 Uniform Combined State Law Examination

2014-06-26
S63 Uniform Securities Agent State Law Examination

2013-05-22

Other Names

Christina Lynn La Roche
Christina Lynn Wallace

View on SEC IAPD

Employer firm

Current Employers

Morgan Stanley

Disclosures

Employment History

Exams

Other Names

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