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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-27
  • TX RA
    APPROVED
    Since 2026-05-27

Branch Locations

401 W 4Th Street Suite 3100, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Austin TX 05/2026 Present
Ubs Financial Services Inc. Austin TX 06/2007 10/2025
Unemployed Austin TX 10/2025 02/2026
Venturi Private Wealth Austin TX 03/2026 03/2026
Previous Registrations
Other Businesses

LuLu's Flower Farm United States, Austin TX United States , Floral Design Floral Design , Proprietor / owner , design one off floral arrangements , Start date 11/1/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-22
  • S66 Uniform Combined State Law Examination
    2008-12-22

View on SEC IAPD

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