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Daniel Scott Rappucci

Touchstone Advisors Inc

Cincinnati, OH

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Current Employers
Touchstone Advisors Inc

303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-10-19
  • OH RA
    APPROVED
    Since 2017-10-19

Branch Locations

303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Touchstone Securities Cincinnati OH 03/2016 Present
  • 03/2016 → Present
    Touchstone Securities
    Cincinnati, OH
Other Businesses

1) Beta Omega Alumni Association of the Theta Xi Fraternity; Not investment Related; 208 Upland Rd, Blacksburg, VA 24060; Fraternity alumni association; Treasurer; 4/1/2017; 4 hours per month; 0 during trading; Collect membership dues, pay bills or expenses related to alumni association activities or events. 2) Provide business-to-business marketing and solicitation activities to downstream intermediaries regarding Separately Managed Accounts and Model Portfolio Delivery options of select advisers contracted with Touchstone Securities. Approximately two hours per business week during trading hours, compensated via an override as percentage of management fee. 3) Name: Daniel Rappucci Photography; investment related: no; Address: Home - Cincinnati OH 45202; Nature: photography service; position/title: Sole owner/employee; Start date: 11/1/22; hours/month: 5-10; hours/month during trading hours: 0-3; Duties: I'd like to start a small independent photography business in which I will be the only employee. I don't plan to actively market this business but I'd like the ability to pursue paid photography jobs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-12
S63 Uniform Securities Agent State Law Examination 2016-04-04
  • S65 Uniform Investment Adviser Law Examination
    2018-01-12
  • S63 Uniform Securities Agent State Law Examination
    2016-04-04
Other Names
  • Daniel Rappucci

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