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303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2017-10-19 |
Branch Locations
303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Touchstone Securities | Cincinnati | OH | 03/2016 | Present |
1) Beta Omega Alumni Association of the Theta Xi Fraternity; Not investment Related; 208 Upland Rd, Blacksburg, VA 24060; Fraternity alumni association; Treasurer; 4/1/2017; 4 hours per month; 0 during trading; Collect membership dues, pay bills or expenses related to alumni association activities or events. 2) Provide business-to-business marketing and solicitation activities to downstream intermediaries regarding Separately Managed Accounts and Model Portfolio Delivery options of select advisers contracted with Touchstone Securities. Approximately two hours per business week during trading hours, compensated via an override as percentage of management fee. 3) Name: Daniel Rappucci Photography; investment related: no; Address: Home - Cincinnati OH 45202; Nature: photography service; position/title: Sole owner/employee; Start date: 11/1/22; hours/month: 5-10; hours/month during trading hours: 0-3; Duties: I'd like to start a small independent photography business in which I will be the only employee. I don't plan to actively market this business but I'd like the ability to pursue paid photography jobs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-04 |
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