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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-11-21
  • IL RA
    APPROVED
    Since 2019-11-21

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Wheaton, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Wheaton IL 06/2016 10/2016
Michael Polan Downers Grove IL 10/2016 04/2019
Kevin Olson Downers Grove IL 10/2016 04/2019
Northwestern Mutual Investment Services Llc Downers Grove IL 10/2016 04/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 12/2016 04/2019
Village Links Of Glen Ellyn Glen Ellyn IL 06/2018 Present
Empower Financial Services, Inc Greenwood Village CO 11/2019 Present
Empower Advisory Group, Llc Greenwood Village CO 11/2019 Present
  • 06/2016 → 10/2016
    Unemployed
    Wheaton, IL
  • 10/2016 → 04/2019
    Michael Polan
    Downers Grove, IL
  • 10/2016 → 04/2019
    Kevin Olson
    Downers Grove, IL
  • 10/2016 → 04/2019
    Downers Grove, IL
  • 12/2016 → 04/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 06/2018 → Present
    Village Links Of Glen Ellyn
    Glen Ellyn, IL
  • 11/2019 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 11/2019 → Present
    Greenwood Village, CO
Previous Registrations
Other Businesses

1. ASSISTANT GOLF PROFESSIONAL, Not Investment related, VILLAGE LINKS OF GLEN ELLYN, 485 WINCHELL WAY, GLEN ELLYN, , ILLINOIS, 60137, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 06/19/2018, HOURS PER MONTH: 20-40, HOURS DURING SECURITIES TRADING HOURS: 0-5, WORKING PART-TIME AS AN ASSISTANT GOLF PROFESSIONAL. DUTIES WILL BE MANAGING GOLF LEAGUES, TEACHING GOLF LESSONS, ASSITING IN THE GOLF PRO SHOP.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-29
  • S66 Uniform Combined State Law Examination
    2016-11-29
Other Names
  • Michael Joseph Von Drasek
  • Michael J Von Drasek

View on SEC IAPD

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