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Timothy A Bassett

Morgan Stanley

Alpharetta, GA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-08-10
IL RA APPROVED 2018-06-07
TX RA APPROVED_RES 2018-06-06
MI RA APPROVED 2015-08-13
  • GA RA
    APPROVED
    Since 2026-08-10
  • IL RA
    APPROVED
    Since 2018-06-07
  • TX RA
    APPROVED_RES
    Since 2018-06-06
  • MI RA
    APPROVED
    Since 2015-08-13

Branch Locations

1 Edison Drive, Alpharetta, GA 30005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Alpharetta GA 08/2015 Present
  • 08/2015 → Present
    Morgan Stanley Smith Barney Llc
    Alpharetta, GA
Previous Registrations
  • 2012-01-05 → 2015-08-14
    Rochester, MI
    Troy, MI
    Algonac, MI
    Bad Axle, MI
    Chesterfield Twp, MI
    Croswell, MI
    Farmington Hills, MI
    West Bloomfield, MI
    Farmington Hills, MI
    Fort Gratiot, MI
    Hamtramck, MI
    Harbor Beach, MI
    Imlay City, MI
    Kimball Township, MI
    Lapeer, MI
    Lexington, MI
    Madison Heights, MI
    Marine City, MI
    Marysville, MI
    Port Huron, MI
    Port Huron Township, MI
    Sandusky, MI
    St. Clair, MI
    Sterling Heights, MI
    Troy, MI
    Warren, MI
    Port Huron, MI
  • 2009-06-01 → 2011-08-15
    Chicago, IL
    Chicago, IL
  • 2007-10-17 → 2009-06-01
    Morgan Stanley & Co. Llc
    Chicago, IL
    Chicago, IL
Other Businesses

*234020- Hudson Management LLC; Investment related-Yes; Birmingham, Michigan; Other, Manufacturing.; Sole Proprietor/Owner, Other Spouse owned business entity (proprietor, partner, officer, director, employee, trustee, agent); 06/2025; During business hours: 0; After business hours: 0; Accounting/Bookkeeping

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-16
  • S66 Uniform Combined State Law Examination
    2007-10-16

View on SEC IAPD

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