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Richard Scott Mcarthur

Charles Schwab & Co., Inc.

Omaha, NE

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-02-02
  • NE RA
    APPROVED
    Since 2022-02-02

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameritrade, Inc. Bellevue NE 01/2000 05/2024
Landlord Omaha NE 10/2014 Present
Foundation Board Member Des Moines IA 10/2014 03/2025
Td Ameritrade, Inc. Bellevue NE 07/2010 12/2022
Charles Schwab And Co., Inc. Bellevue NE 01/2022 Present
Charles Schwab Bank, Ssb Omaha NE 12/2022 Present
Charles Schwab Bank, Ssb Omaha NE 07/2022 07/2022
  • 01/2000 → 05/2024
    Ameritrade, Inc.
    Bellevue, NE
  • 10/2014 → Present
    Landlord
    Omaha, NE
  • 10/2014 → 03/2025
    Foundation Board Member
    Des Moines, IA
  • 07/2010 → 12/2022
    Td Ameritrade, Inc.
    Bellevue, NE
  • 01/2022 → Present
    Charles Schwab And Co., Inc.
    Bellevue, NE
  • 12/2022 → Present
    Charles Schwab Bank, Ssb
    Omaha, NE
  • 07/2022 → 07/2022
    Charles Schwab Bank, Ssb
    Omaha, NE
Previous Registrations
  • 2006-07-20 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Bellevue, NE
  • 2006-07-20 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Fort Worth, TX
Other Businesses

LANDLORD POSITION: OWNER NATURE: RENTAL PROPERTY INVESTMENT RELATED: NO NUMBER OF HOURS: 2 INVESTMENT RELATED HOURS: 0 START DATE: 10/01/2014 ADDRESS: 3718 CASTELAR ST, OMAHA NE 68105 DESCRIPTION: OWN 2ND HOME AND RENT OUT RESIDENCE FOUNDATION BOARD MEMBER POSITION: BOARD MEMBER NATURE: FOUNDATION OVERSIGHT INVESTMENT RELATED: YES NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 0 START DATE: 10/10/2014 ADDRESS: DES MOINES IA DESCRIPTION: FOUNDATION BOARD MEMBER JOB DESCRIPTION THIS FOUNDATION BOARD OF TRUSTEES IS ELECTED TO GOVERN THE ASSETS OF A FOUNDATION AND EXERCISE LEADERSHIP IN OVERSEEING THE PURPOSES OF THE FOUNDATION. TRUSTEES MUST BE COMMITTED TO IT'S MISSION, GOVERN WITH INTEGRITY, AND ENSURE PRUDENT, ETHICAL FINANCIAL OVERSIGHT OF THE FOUNDATION'S ASSETS. TRUSTEES ARE ELECTED FOR THREE YEAR TERMS. THE FOUNDATION ASSETS ARE MANAGED BY AN OUTSIDE RIA, THE BOARD AS A WHOLE ENSURES THE INVESTMENTS ARE CONSISTENT AND PRUDENT WITH FOUNDATION CGST AND RISK TOLERANCE BUT DOESNâ??T MAKE SPECIFIC INVESTMENT RECOMMENDATIONS. 1. MAKE BROAD POLICY DECISIONS FOR THE FOUNDATION, INCLUDING INVESTMENT, FINANCIAL AND ENDOWMENT POLICIES. 2. ENSURE THE FINANCIAL HEALTH AND STABILITY OF THE FOUNDATION, INCLUDING MONITORING ENDOWMENT GROWTH, FACILITY ACQUISITION, AND ASSET PROTECTION. 3. BE ACCOUNTABLE TO CONSTITUENTS FOR THE ETHICAL AND PRUDENT MANAGEMENT OF THE FOUNDATION. 4. BE INFORMED SPOKESPERSONS TO THE BROADER PUBLIC ON BEHALF OF THE FOUNDATION. 5. AGREE TO AND SUPPORT BOARD FUNDRAISING EXPECTATIONS INCLUDING GIVING PERSONALLY TO THE ORGANIZATION. 6. ATTEND REGULAR QUARTERLY MEETINGS. 7. ENDORSE AND SUPPORT ALL ACTIVITIES, INCLUDING ADVOCACY AND EDUCATION ACTIVITIES. 8. PARTICIPATE ACTIVELY IN DISCUSSION, INTERACTION, DECISION MAKING, VOTING AND ALL WORK OF THE FOUNDATION. THE FOUNDATION ASSETS ARE MANAGED BY AN OUTSIDE RIA, THE BOARD AS A WHOLE ENSURES THE INVESTMENTS ARE CONSISTENT AND PRUDENT WITH FOUNDATION CGST AND RISK TOLERANCE BUT DOESNâ??T MAKE SPECIFIC INVESTMENT RECOMMENDATIONS. Self Employed property managment|Investment Related:No|Real Estate (Non-Agent/Broker)|Owner|2022-06-23|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Run short term rental unit out of renovated part of primary residence

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-19
S63 Uniform Securities Agent State Law Examination 2004-04-20
  • S66 Uniform Combined State Law Examination
    2006-07-19
  • S63 Uniform Securities Agent State Law Examination
    2004-04-20
Other Names
  • Richard Mcarthur

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