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Upinder K Chandhok

J.P. Morgan Securities LLC

Elkridge, MD

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2021-02-18
  • MD RA
    APPROVED
    Since 2021-02-18

Branch Locations

8240 Gateway Overlook Dr, Elkridge, MD 21075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Bank Pittsburgh PA 11/2013 06/2018
Pnc Investments Llc Pittsburgh PA 12/2015 07/2018
Suntrust Investment Services Inc Silver Spring MD 07/2018 10/2020
Suntrust Bank Silver Spring MD 07/2018 10/2020
Suntrust Advisory Services Inc Silver Spring MD 07/2018 10/2020
Jpmorgan Securities Llc Ellicott City MD 12/2020 Present
Jp Morgan Chase Bank Ellicott City MD 10/2020 Present
  • 11/2013 → 06/2018
    Pnc Bank
    Pittsburgh, PA
  • 12/2015 → 07/2018
    Pnc Investments Llc
    Pittsburgh, PA
  • 07/2018 → 10/2020
    Suntrust Investment Services Inc
    Silver Spring, MD
  • 07/2018 → 10/2020
    Suntrust Bank
    Silver Spring, MD
  • 07/2018 → 10/2020
    Suntrust Advisory Services Inc
    Silver Spring, MD
  • 12/2020 → Present
    Jpmorgan Securities Llc
    Ellicott City, MD
  • 10/2020 → Present
    Jp Morgan Chase Bank
    Ellicott City, MD
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-20
S63 Uniform Securities Agent State Law Examination 2014-02-25
  • S65 Uniform Investment Adviser Law Examination
    2018-11-20
  • S63 Uniform Securities Agent State Law Examination
    2014-02-25
Other Names
  • Upinder Chandhok
  • Upinder Kaur Chandhok

View on SEC IAPD

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Other Offices

PLANMEMBER SECURITIES CORPORATION · Elkridge, MD
MML INVESTORS SERVICES, LLC · Elkridge, MD
WELLS FARGO CLEARING SERVICES, LLC · ELKRIDGE, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Elkridge, MD
TRIBRIDGE PARTNERS FINANCIAL LLC · COLUMBIA, MD
INTEGRITY ADVISORY SOLUTIONS · Columbia, MD
LPL FINANCIAL LLC · COLUMBIA, MD
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBIA, MD

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