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One Financial Way, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-07-26 |
| GA | RA | APPROVED | 2022-01-10 |
| MA | RA | APPROVED | 2021-11-22 |
| OH | RA | APPROVED | 2021-10-21 |
| AZ | RA | APPROVED | 2020-11-05 |
| MO | RA | APPROVED | 2019-10-02 |
| WI | RA | APPROVED | 2018-01-04 |
| WA | RA | APPROVED | 2017-01-17 |
| FL | RA | APPROVED | 2015-06-10 |
| IN | RA | APPROVED | 2014-09-24 |
| IL | RA | APPROVED | 2012-09-28 |
| NC | RA | APPROVED | 2012-01-27 |
| MD | RA | APPROVED | 2011-11-23 |
| MI | RA | APPROVED | 2011-06-07 |
Branch Locations
41800 W 11 Mile Road Suite 206, Novi, MI 48375 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fai Advisors | Farmington Hills | MI | 05/2011 | 02/2017 |
| Ohio National Financial Services | Cincinnati | OH | 05/2011 | Present |
| The O.N. Equity Sales Company | Cincinnati | OH | 06/2011 | Present |
| O.N. Investment Management Company | Cincinnati | OH | 06/2011 | Present |
1) NICKOLAS SANCHEZ; NOT INVESTMENT RELATED; 41800 WEst Eleven Mile Road Novi MI 48375; INDEPENDENT AGENT; LIFE INSURANCE SALES; 50 HOURS PER MONTH(40 HOURS DURING TRADING HOURS).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-20 |
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