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Jessica Dawn Wertz

Charles Schwab & Co., Inc.

Sacramento, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-09-13
  • CA RA
    APPROVED
    Since 2019-09-13

Branch Locations

525 Fulton Avenue, Sacramento, CA 95825-4812 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Auburn CA 08/2012 10/2017
Tractor Supply Co. Auburn CA 10/2017 01/2018
Financial Engines Advisor L.L.C. Rosevill CA 11/2017 08/2019
Charles Schwab & Co., Inc. Sacramento CA 08/2019 Present
Charles Schwab Bank Sacramento CA 08/2019 Present
Td Ameritrade, Inc. Sacramento CA 05/2022 06/2024
  • 08/2012 → 10/2017
    Unemployed
    Auburn, CA
  • 10/2017 → 01/2018
    Tractor Supply Co.
    Auburn, CA
  • 11/2017 → 08/2019
    Financial Engines Advisor L.L.C.
    Rosevill, CA
  • 08/2019 → Present
    Charles Schwab & Co., Inc.
    Sacramento, CA
  • 08/2019 → Present
    Charles Schwab Bank
    Sacramento, CA
  • 05/2022 → 06/2024
    Td Ameritrade, Inc.
    Sacramento, CA
Previous Registrations
  • 2022-06-05 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Sacramento, CA
  • 2022-06-05 → 2022-10-14
    Td Ameritrade, Inc.
    Sacramento, CA
    Omaha, NE
  • 2018-07-11 → 2019-08-23
    Edelman Financial Engines
    Roseville, CA
  • 2012-01-31 → 2012-08-24
    Strategic Advisers Llc
    Roseville, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-02-04
S65 Uniform Investment Adviser Law Examination 2018-07-11
S66 Uniform Combined State Law Examination 2011-12-15
  • S63 Uniform Securities Agent State Law Examination
    2020-02-04
  • S65 Uniform Investment Adviser Law Examination
    2018-07-11
  • S66 Uniform Combined State Law Examination
    2011-12-15
Other Names
  • Jessica Thomas
  • Jessica Dawn Thomas
  • Jessica Dawn Wertz
  • Jessica Wertz

View on SEC IAPD

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Other Offices

GUANILL WEALTH MANAGEMENT · SACRAMENTO, CA
ENDEAVOR FINANCIAL PLANNING · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
ROBERT W. BAIRD & CO. INCORPORATED · SACRAMENTO, CA

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