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Alexis C Gaspard

LPl Financial LLC

Mansura, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-06
LA RA APPROVED 2025-10-22
  • TX RA
    APPROVED
    Since 2026-03-06
  • LA RA
    APPROVED
    Since 2025-10-22

Branch Locations

131 Cocoville Rd Ste 1, Mansura, LA 71350 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Crown Capital Securities, Lp Orange CA 10/2007 05/2024
Alexis Gaspard Marketing Marksville LA 06/2006 12/2023
Andre Caubareaux Mansura LA 02/2011 12/2023
Lpl Financial Llc Mansura LA 05/2024 Present
  • 10/2007 → 05/2024
    Crown Capital Securities, Lp
    Orange, CA
  • 06/2006 → 12/2023
    Alexis Gaspard Marketing
    Marksville, LA
  • 02/2011 → 12/2023
    Andre Caubareaux
    Mansura, LA
  • 05/2024 → Present
    Mansura, LA
Previous Registrations
Other Businesses

(1) 05/01/2024 - TITAN VALUE EQUITIES GROUP - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2024 2) 05/14/2025 - TITAN VALUE EQUITIES GROUP - Investment related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date : 02/18/2008 - 160 Hrs/Mth - 140 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-30
  • S66 Uniform Combined State Law Examination
    2010-12-30
Designations
Other Names
  • Alexis Cecile Caubarreaux

View on SEC IAPD

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