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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2021-11-03
  • LA RA
    APPROVED
    Since 2021-11-03

Branch Locations

133 E Waddil St, Marksville, LA 71351 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Marksville LA 06/1993 10/2021
Avantax Advisory Services Marksville LA 01/1994 10/2021
Commonwealth Financial Network Waltham MA 12/2004 10/2016
Leger Financial Group Marksville LA 12/2004 10/2016
Cetera Financial Specialists Llc Schaumburg IL 10/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 10/2021 Present
Empower Wealth Management Llc Marksville LA 01/2017 10/2024
Leger Financial Services Marksville LA 10/1993 Present
Albert R. Leger, Cpa Marksville LA 12/1982 Present
  • 06/1993 → 10/2021
    Avantax Investment Services, Inc.
    Marksville, LA
  • 01/1994 → 10/2021
    Avantax Advisory Services
    Marksville, LA
  • 12/2004 → 10/2016
    Waltham, MA
  • 12/2004 → 10/2016
    Leger Financial Group
    Marksville, LA
  • 10/2021 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 10/2021 → Present
    Schaumburg, IL
  • 01/2017 → 10/2024
    Empower Wealth Management Llc
    Marksville, LA
  • 10/1993 → Present
    Leger Financial Services
    Marksville, LA
  • 12/1982 → Present
    Albert R. Leger, Cpa
    Marksville, LA
Previous Registrations
Other Businesses

1) LEGER FINANCIAL SERVICES; MARKSVILLE, LA; INVESTMENT RELATED; OPERATIONAL/MARKETING NAME/ SINCE 10/1993; 80 HRS/MO 2) ALBERT R. LEGER, CPA; MARKSVILLE, LA; NON-INVESTMENT RELATED; TAX PREPARATION AND PLANNING; PRESIDENT AND CEO; CPA; OWNER; SINCE 12/1982; 40 HRS/MO 3) AVOYELLES SLEEVES UP; MARKSVILLE, LA; NON-INVESTMENT RELATED; TREASURER/DIRECTOR; SINCE 04/2021; 8 HRS/MO 4) LEGER PROPERTY MANAGEMENT; MARKSVILLE, LA; NON-INVESTMENT RELATED; MANAGING MEMBER; COMMERCIAL/RESIDENTIAL/FARM PROPERTY RENTALS; SINCE 08/2000; 4 HRS/MO; 5) NAME OF OTHER BUSINESS: ALBERT R LEGER, CPA (APC) , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX AND ACCOUNTING, FINANCIAL SERVICES, START DATE: 10/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 30, APX NUMBER OF HOURS DURING TRADING HOURS: 30, BRIEF DESCRIPTION OF DUTIES: TAX RETURN PREPARATION, PLANNING, COMPLIANCE, AND INVESTMENT MANAGEMENT FINANCIAL SERVICES; 6) NAME OF OTHER BUSINESS: LEGER WEALTH MANAGEMENT LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LLC; START DATE: 9/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: LLC CREATED TO HOLD NAME;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-01-04
S65 Uniform Investment Adviser Law Examination 1999-12-22
  • S63 Uniform Securities Agent State Law Examination
    2000-01-04
  • S65 Uniform Investment Adviser Law Examination
    1999-12-22
Designations
Other Names
  • Albert Roy Leger

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