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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2021-11-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Marksville | LA | 06/1993 | 10/2021 |
| Avantax Advisory Services | Marksville | LA | 01/1994 | 10/2021 |
| Commonwealth Financial Network | Waltham | MA | 12/2004 | 10/2016 |
| Leger Financial Group | Marksville | LA | 12/2004 | 10/2016 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 10/2021 | Present |
| Empower Wealth Management Llc | Marksville | LA | 01/2017 | 10/2024 |
| Leger Financial Services | Marksville | LA | 10/1993 | Present |
| Albert R. Leger, Cpa | Marksville | LA | 12/1982 | Present |
1) LEGER FINANCIAL SERVICES; MARKSVILLE, LA; INVESTMENT RELATED; OPERATIONAL/MARKETING NAME/ SINCE 10/1993; 80 HRS/MO 2) ALBERT R. LEGER, CPA; MARKSVILLE, LA; NON-INVESTMENT RELATED; TAX PREPARATION AND PLANNING; PRESIDENT AND CEO; CPA; OWNER; SINCE 12/1982; 40 HRS/MO 3) AVOYELLES SLEEVES UP; MARKSVILLE, LA; NON-INVESTMENT RELATED; TREASURER/DIRECTOR; SINCE 04/2021; 8 HRS/MO 4) LEGER PROPERTY MANAGEMENT; MARKSVILLE, LA; NON-INVESTMENT RELATED; MANAGING MEMBER; COMMERCIAL/RESIDENTIAL/FARM PROPERTY RENTALS; SINCE 08/2000; 4 HRS/MO; 5) NAME OF OTHER BUSINESS: ALBERT R LEGER, CPA (APC) , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX AND ACCOUNTING, FINANCIAL SERVICES, START DATE: 10/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 30, APX NUMBER OF HOURS DURING TRADING HOURS: 30, BRIEF DESCRIPTION OF DUTIES: TAX RETURN PREPARATION, PLANNING, COMPLIANCE, AND INVESTMENT MANAGEMENT FINANCIAL SERVICES; 6) NAME OF OTHER BUSINESS: LEGER WEALTH MANAGEMENT LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LLC; START DATE: 9/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: LLC CREATED TO HOLD NAME;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-01-04 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-22 |
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