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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-11-21 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Wake Forest, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors, Inc. | Berkeley Heights | NJ | 10/2016 | 09/2017 |
| Unemployed | Roselle Park | NJ | 04/2016 | 09/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 09/2017 | 07/2018 |
| Bank Of America | Pennington | NJ | 10/2017 | 07/2018 |
| Massachusetts Mutual Life Insurance Co | Raleigh | NC | 12/2019 | 10/2024 |
| Mml Investors Services, Llc | Raleigh | NC | 01/2020 | 10/2024 |
| Prior2Ipo | Montclair | NJ | 08/2018 | 01/2020 |
| Empower Advisory Group, Llc | Greenwood Village | CO | 10/2024 | Present |
| Empower Financial Services, Inc | Greenwood Village | CO | 10/2024 | Present |
Receiving insurance trailing commissions only on previously sold business completed on or before 09/30/2024. No solicitation or servicing of any business
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-08 |
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