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Scottsdale, AZ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-04-23 |
Branch Locations
14624 N. Scottsdale Rd Suite 195, Scottsdale, AZ 85254 • United States
Scottsdale, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Xcelsior Advisor Partners Llc | Scottsdale | AZ | 04/2026 | Present |
| Duffy Mathias Private Wealth | Scottsdale | AZ | 04/2026 | Present |
| Simplicity Investments | Summit | NJ | 04/2026 | Present |
| Robert W. Baird & Co | Scottsdale | AZ | 01/2015 | 04/2026 |
1.) DUFFY MATHIAS PRIVATE WEALTH - 4/23/26 - 14624 N Scottsdale Road, Suite 195, Scottsdale, AZ 85254 - Partner, Financial planning & investment management, Invt Rel, Financial planning & investment management, 160 hrs/mo; 140 hrs/mo (during trading hours). 2.) MATHIAS CAPITAL LLC - 4/23/26 - 14624 N Scottsdale Road, Suite 195, Scottsdale, AZ 85254 - Partner, Financial planning & investment management, Invt Rel, S Corp of Duffy Mathias Private Wealth, 160 hrs/mo; 140 hrs/mo (during trading hours). 3.) DEM CONSULTING LLC - 4/23/26 - 8531 E San Jacinto Drive, Scottsdale, AZ 85258 - Owner, Old LLC to receive insurance comp, Not Invt Rel, Idle business from the past, 0 hrs/mo; 0 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-08 |
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