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Jonathan Del Herz

LPl Financial LLC

Bozeman, MT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-12-01
MT RA APPROVED 2016-11-29
  • TX RA
    APPROVED_RES
    Since 2016-12-01
  • MT RA
    APPROVED
    Since 2016-11-29

Branch Locations

202 W Main St, Bozeman, MT 59715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services St. Cloud MN 06/2008 10/2016
First Interstate Bank Bozeman MT 09/2009 Present
Cetera Investment Advisers Llc Bozeman MT 01/2014 10/2016
Lpl Financial, Llc Bozeman MT 11/2016 Present
Previous Registrations
  • 2014-01-21 → 2016-11-30
    Bozeman, MT
  • 2008-06-03 → 2014-01-21
    Cetera Investment Services Llc
    Hill City, SD
    Rapid City, SD
    Custer, SD
    Sturgis, SD
    Bozeman, MT
  • 2007-07-31 → 2008-06-02
    Rapid City, SD
    Custer, SD
    Edgemont, SD
    Hill City, SD
    Hot Springs, SD
    New Underwood, SD
    Rapid City, SD
    Rapid City, SD
    Wall, SD
  • 2006-06-06 → 2006-11-28
    Rapid City, SD
    Loveland, CO
Other Businesses

1) 10/06/2016 - First Interstate Investment Services - inv rel - at reported business location(s). 2) 10/6/2017 - First Interstate Wealth Management - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Officer & Vice President - Start 11/01/2011 - 25 Hours Per Month/20 Hours During Securities Trading. 3) 1/8/2021 - Bozeman Bucks - Not Investment Related - Bozeman, MT - Other-Coach - Start Date: 1/12/2021 - 40 Hours Per Month/0 Hours During Securities Trading - Coach on basketball staff.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-02
  • S66 Uniform Combined State Law Examination
    2006-06-02
Other Names
  • Jon Del Herz

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