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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-12-01 |
| MT | RA | APPROVED | 2016-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services | St. Cloud | MN | 06/2008 | 10/2016 |
| First Interstate Bank | Bozeman | MT | 09/2009 | Present |
| Cetera Investment Advisers Llc | Bozeman | MT | 01/2014 | 10/2016 |
| Lpl Financial, Llc | Bozeman | MT | 11/2016 | Present |
1) 10/06/2016 - First Interstate Investment Services - inv rel - at reported business location(s). 2) 10/6/2017 - First Interstate Wealth Management - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Officer & Vice President - Start 11/01/2011 - 25 Hours Per Month/20 Hours During Securities Trading. 3) 1/8/2021 - Bozeman Bucks - Not Investment Related - Bozeman, MT - Other-Coach - Start Date: 1/12/2021 - 40 Hours Per Month/0 Hours During Securities Trading - Coach on basketball staff.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-02 |
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