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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-23 |
Branch Locations
500 W. 5Th Street Suite 100, Austin, TX 78701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Miami Beach | FL | 03/2010 | 12/2018 |
| Kovack International Wealth Management, Inc. | Fort Lauderdale | FL | 06/2019 | 12/2019 |
| Unemployed | Miami | FL | 12/2018 | 05/2019 |
| First Trust Portfolios L.P. | Wheaton | IL | 12/2020 | 11/2024 |
| First Trust Advisors L.P. | Wheaton | IL | 12/2020 | 11/2024 |
| Patrick Capital Markets, Llc | St Louis | MO | 10/2025 | 03/2026 |
| Unemployed | Austin | TX | 12/2024 | 09/2025 |
| Cima Financial Regulatory Consultants | Weston | FL | 02/2020 | 10/2020 |
| Lpl Financial Llc | Austin | TX | 03/2026 | Present |
| International Bank Of Texas | Austin | TX | 03/2026 | Present |
1) 2/23/2026- Investment products and services are offered through LPL Financial LLC using the DBA/trade name IBC Investment Services - Inv. Related- At reported business location(s)- 160hrs/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 2010-04-06 |
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