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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2021-05-25 |
| TX | RA | APPROVED | 2021-05-14 |
Branch Locations
601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2008 | 11/2019 |
| Northwestern Mutual Investment Services, Llc | Seattle | WA | 08/2008 | 11/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2015 | 12/2019 |
| Lpl Financial, Llc | Seattle | WA | 12/2019 | 05/2021 |
| Morgan Stanley Smith Barney Llc | Seattle | WA | 05/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2021 | Present |
1) 07/2008 - Non-Variable Insurance - Antoine Toussaint - 20% - INVESTMENT RELATED - SEATTLE, WA 98101. *438950 - Mass Mutual Life Insurane Co. ; Investment related: No; Springfield, Massachusetts; Insurance; Insurance Producer (proprietor, partner, officer, director, employee, trustee, agent); 12/2019; During business hours: 1; After business hours: 0; Sales/Marketing *578127- HEAT LLC; Investment related: Yes; Seattle, Washington; Real Estate; Officer (proprietor, partner, officer, director, employee, trustee, agent); 12/2023; During business hours: 0; After business hours: 2; Investment Decisions/Advice *625683 - Real Estate; Investment related: Yes; Seattle, Washington; Real Estate; Officer(proprietor, partner, officer, director, employee, trustee, agent); 2/2025; During business hours: 0; After business hours: 1; Administrative:Check Signing/Funds Disbursements
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-19 |
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