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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-14
NE RA APPROVED 2024-04-18
  • TX RA
    APPROVED_RES
    Since 2025-03-14
  • NE RA
    APPROVED
    Since 2024-04-18

Branch Locations

2623 13Th St, Columbus, NE 68601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Questar Capital Corporation Minneapolis MN 03/2015 03/2018
Questar Asset Management Minneapolis MN 03/2015 03/2018
Securities America, Inc. David City NE 03/2018 03/2024
Securities America Advisors David City NE 03/2018 03/2024
Raymond James Financial Services, Inc Columbus NE 04/2024 Present
Raymond James Financial Services Advisor, Inc Columbus NE 04/2024 Present
First National Bank Of Omaha Columbus NE 04/2024 Present
  • 03/2015 → 03/2018
    Questar Capital Corporation
    Minneapolis, MN
  • 03/2015 → 03/2018
    Questar Asset Management
    Minneapolis, MN
  • 03/2018 → 03/2024
    Securities America, Inc.
    David City, NE
  • 03/2018 → 03/2024
    Securities America Advisors
    David City, NE
  • 04/2024 → Present
    Raymond James Financial Services, Inc
    Columbus, NE
  • 04/2024 → Present
    Raymond James Financial Services Advisor, Inc
    Columbus, NE
  • 04/2024 → Present
    First National Bank Of Omaha
    Columbus, NE
Previous Registrations
  • 2018-03-12 → 2024-04-18
    Securities America Advisors, Inc.
    David City, NE
  • 2015-03-31 → 2018-03-09
    Questar Asset Management, Inc.
    Davis City, NE
    Minneapolis, MN
  • 2012-02-17 → 2015-03-13
    Girard Securities, Inc.
    Lincoln, NE
    Columbus, NE
    David City, NE
  • 2009-07-17 → 2010-09-17
    Strategic Legacy Advisors, Inc.
    Lincoln, NE
  • 2008-02-08 → 2009-06-04
    Securian Financial Services, Inc.
    Omaha, NE
Other Businesses

(2)Name of Business: First Investment and Planning Address: 2623 13th St, Columbus, NE, 68601-4915, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/01/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-21
  • S66 Uniform Combined State Law Examination
    2007-12-21

View on SEC IAPD

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