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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-14 |
| NE | RA | APPROVED | 2024-04-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital Corporation | Minneapolis | MN | 03/2015 | 03/2018 |
| Questar Asset Management | Minneapolis | MN | 03/2015 | 03/2018 |
| Securities America, Inc. | David City | NE | 03/2018 | 03/2024 |
| Securities America Advisors | David City | NE | 03/2018 | 03/2024 |
| Raymond James Financial Services, Inc | Columbus | NE | 04/2024 | Present |
| Raymond James Financial Services Advisor, Inc | Columbus | NE | 04/2024 | Present |
| First National Bank Of Omaha | Columbus | NE | 04/2024 | Present |
(2)Name of Business: First Investment and Planning Address: 2623 13th St, Columbus, NE, 68601-4915, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/01/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-21 |
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