Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-03
MI RA APPROVED 2024-03-21
  • TX RA
    APPROVED
    Since 2024-09-03
  • MI RA
    APPROVED
    Since 2024-03-21

Branch Locations

290 Town Center Drive Suite 321, Dearborn, MI 48126 • United States

Huntington Woods, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
Other Businesses

1) CEASER CAPITAL MANAGEMENT, SAME AS OFFICE ADDRESS, START 01/01/2013, DBA FOR SECURITIES BUSINESS AND FIXED INSURANCE. 2) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, START DECEMBER 2013, 10 HOUR PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS LIFE AND HEALTH;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-29
  • S66 Uniform Combined State Law Examination
    2007-09-29
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Dearborn, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor