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2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-11-06 |
Branch Locations
2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
705 Old Fallston Road Suite 105, Fallston, MD 21047 • United States
2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New Windsor State Bank | Westminster | MD | 04/2008 | 11/2017 |
| Cetera Investment Services Llc | St. Cloud | MN | 04/2008 | 10/2024 |
| Cetera Investment Advisers Llc | Westminster | MD | 01/2014 | 10/2024 |
| Calton & Associates, Inc. | Tampa | FL | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-11 |
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