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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-07-17 |
| TX | RA | APPROVED_RES | 2023-07-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Securities | Guaynabo | PR | 05/2011 | 04/2017 |
| Morgan Stanley Smith Barney Llc | Aventura | FL | 04/2017 | 07/2023 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 05/2017 | 07/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Aventura | FL | 07/2023 | Present |
| Bank Of America N.A. | Aventura | FL | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-11 |
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