Charles Matthew Fetner

Current Employers

Employment History

• 11/2011 → 04/2017
  Tdameritrade Inc
  Birmingham, AL
• 05/2017 → 09/2023
  Securities America, Inc.
  Vestavia Hills, AL
• 05/2017 → 09/2023
  Securities America Advisors, Inc.
  Vestavia Hills, AL
• 09/2023 → Present
  Kestra Investment Services, Llc
  Vestavia Hills, AL
• 09/2023 → Present
  Kestra Advisory Services, Llc
  Vestavia Hills, AL

Previous Registrations

• 2017-05-05 → 2023-10-02
  Securities America Advisors, Inc.
  Birmingham, AL
• 2011-11-16 → 2017-04-18
  Td Ameritrade, Inc.
  Birmingham, AL
• 2011-11-16 → 2017-04-18
  Td Ameritrade Investment Management, Llc
  Birmingham, AL
• 2004-12-03 → 2011-11-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Birmingham, AL
  Birmingham, AL
• 2000-08-04 → 2004-12-15
  Ameriprise Financial Services, Llc
  Birmingham, AL

Other Businesses

Business Name: KELLEY AND MULLIS WEALTH MANAGEMENT, INC POSI: Registered Rep NOB: Registered rep activities through Kestra Investment Services INVEST REL: Y #OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/08/2017 ADDR: 2008 Stonegate Trail-Suite 112, Vestavia Hills AL 35242 DESC: Registered Rep Business Name: KESTRA ADVISORY SERVICES POSI: IAR NOB: Investment advisory services through Kestra Advisory Services, LLC INVEST REL: Y #OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/08/2017 ADDR: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESC: IAR Business Name: ST STEPHENS EPISCOPAL CHURCH ENDOWMENT FUND POSI: board member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVEST REL: N #OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/15/2020 ADDR: 3775 Crosshaven Dr, Vestavia Hills AL 35223 DESC: review portfolio allocation as well as account performance relative to target allocation models

Exams

• S66 Uniform Combined State Law Examination
  2000-07-22

Designations

Other Names

• Matt Fetner
• Matt Fetner