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One Empire Drive, Rensselaer, NY 12144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-01-05 |
| NY | RA | APPROVED | 2021-08-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alternative Strategies Brokerage Services, Inc. | Charlotte | NC | 06/2014 | 09/2020 |
| Wells Fargo Investment Institute, Inc. | Charlotte | NC | 12/2014 | 09/2020 |
| Healthcare Community Securities Corp | Rensselaer | NY | 09/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-20 |
| S66 | Uniform Combined State Law Examination | 2007-11-24 |
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