Best Investors
Account
Sign in
One Empire Drive, Rensselaer, NY 12144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-08-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Direct Advisors/Direct Retirement Solutions | Albany | NY | 09/2014 | 02/2018 |
| Transamerica Retirement Solutions | Slingerlands | NY | 02/2018 | 07/2018 |
| Transamerica Investors Securities Corporation | Slingerlands | NY | 02/2018 | 07/2018 |
| Direct Advisors | Albany | NY | 07/2018 | 12/2019 |
| Pentegra Services, Inc. | White Plains | NY | 02/2020 | 09/2020 |
| Pentegra Distributors Inc. | White Plains | NY | 02/2020 | 09/2020 |
| Unemployed | Slingerlands | NY | 10/2020 | 09/2021 |
| Massmutual Life Insurance Co | Latham | NY | 09/2021 | 03/2024 |
| Mml Investors Services, Llc | Latham | NY | 09/2021 | 03/2024 |
| Healthcare Community Securities Corp. | Rennesslaer | NY | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-30 |
| S66 | Uniform Combined State Law Examination | 2008-07-01 |
Reach out to this advisor