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Helen M Carroll

Mussett Wealth Management, LLC

Rensselaer, NY

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Current Employers
Mussett Wealth Management, Llc

579 North Greenbush Road, Rensselaer, NY 12144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-30
  • NY RA
    APPROVED
    Since 2021-04-30

Branch Locations

579 North Greenbush Road, Rensselaer, NY 12144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mussett Wealth Management Rensselaer NY 08/2014 Present
  • 08/2014 → Present
    Mussett Wealth Management
    Rensselaer, NY
Previous Registrations
  • 2012-10-03 → 2015-03-09
    Berman Hopkins Retirement Solutions, Llc
    Albany, NY
  • 2005-05-04 → 2009-07-31
    Wall Street Financial Group, Inc.
    Clifton Park, NY
    Clifton Park, NY
    Clifton Park, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-04-14
S63 Uniform Securities Agent State Law Examination 2005-02-17
  • S65 Uniform Investment Adviser Law Examination
    2005-04-14
  • S63 Uniform Securities Agent State Law Examination
    2005-02-17
Designations

View on SEC IAPD

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Other Investors

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LIZA B HOWLEY
KATHLEEN ELIZABETH O'DONNELL LUTHER
RYAN LEE MCWALTER
Noah Patrick Buck
Alana M Jennings

Other Offices

MUSSETT WEALTH MANAGEMENT, LLC · RENSSELAER, NY
KEY INVESTMENT SERVICES LLC · Rensselaer, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Rensselaer, NY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Rensselaer, NY
TRUEPLAN BENEFIT AND RETIREMENT ADVISORS · RENSSELAER, NY
EDWARD JONES · Troy, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Troy, NY
COMMONWEALTH FINANCIAL NETWORK · Troy, NY

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