Samuel William Baynes

Employer firm

Baynes Investment Counsel LLC CRD 322909

$61.2M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 08/2019
  Securities America, Inc.
  Mason, OH
• 08/2014 → 08/2019
  Securities America Advisors
  Mason, OH
• 08/2014 → 08/2019
  Securities America
  Cincinnati, OH
• 08/2019 → 09/2022
  Lpl Financial Llc
  Cincinnati, OH
• 12/2015 → Present
  Baynes Investment Counsel Llc
  Mason, OH
• 12/2024 → Present
  Baynes Capital
  Fort Worth, TX

Previous Registrations

• 2019-08-29 → 2022-10-03
  Lpl Financial Llc
  Mason, OH
  Cincinnati, OH
  Mason, OH
• 2014-08-29 → 2019-08-29
  Securities America Advisors, Inc.
  Mason, OH
  Cincinnati, OH
  Cincinnati, OH
• 2012-03-12 → 2014-08-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cincinnati, OH

Other Businesses

(1) Samuel Baynes - Investment Related - At Reported Business Location(s) Non-Variable Insurance - Agent - Start Date: 03/04/2022 - 1 Hour Per Month/0 Hour During Securities Trading. (2) Baynes Capital; CEO; investment related; Location of the business: 801 Cherry Street, Ste. 2310, Ft. Worth, TX 76102; Start Date: 12/2024; Description of the business: Private Equity Firm offering private investments in oil and gas, and various other types of investments to accredited investors; Responsibilities Duties: Source, develop, approve or dis-approve, and fund private investments; Start date with business: 2023-09-01; Hours per month devoted to business during trading hours: 10; Hours per month devoted to business outside trading hours: 40; Percentage of total yearly compensation expected to be derived from the business: 0.

Exams

• S66 Uniform Combined State Law Examination
  2012-03-09

Other Names

• Samuel William Baynes
• Samuel Baynes