Phillip Held

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2007 → Present
  Massmutual Life Insurance Co
  Amherst, NY
• 01/2010 → Present
  Mml Investors Services, Llc
  Amherst, NY

Other Businesses

(1)Name:AFLAC Agent, Inv Rel:Y Addr: 300 Corporate Parkway, Suite 216N, Amherst, NY 14226, Nature:insurance, Position:Agent, Start:2/23/2016, No hr/mo:10 No hr/mo dur trading:0. (2)Name:FInsecaNY, Inv Rel: Y Addr:17 Elk Street Suite 3, Albany NY 12207 Nature:Industry Trade Association, Position:President/Chairman, Start: 04/26/2021 No Hr/Mo: 10 No Hr/Mo Dur Trading:0. Duties:signer on association bank account. The association treasurer is also a signer on behalf of the association. Dual signatures required for all transactions/checks. (3)Name: Lawley Life Solutions, Inv Rel: Y Addr: 361 Delaware Ave Buffalo NY 14202, Nature: Outside Insurance Position: Agent, Start: 10/07/2024, No Hr/Mo: 5 No Hr/Mo Dur Trading:5 Duties: Life, Disability & Long-term Care.

Exams

• S63 Uniform Securities Agent State Law Examination
  2014-03-03